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Brokerage Feels Stocks Regulator’s Wrath Over Poor Risk Management

2019年05月22日 20:21
T中
Guorong Securities hit with temporary ban on bond trading, product approvals after investigation reveals operational failures

* The CSRC’s ban will last for six months for bond trading and one year for asset management filings

* An investigation earlier this year found that the brokerage had failed to act on a significant number of warnings flagged by its risk management system


版面编辑:喻竹杨洋

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